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Articles published 11/2024


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Runik Mehrotra and Samir Vasavada are taking a third swing at delivering on their promise.

Vise resets -- again -- with more executive firepower and fresh vision focused on RIA M&A and 'wellness,' but analysts say its solutions must stand apart to succeed

The New York City brat pack -- still loaded with VC cash -- is pivoting, again, but with a pitch that has convinced big hitters to join the firm as advisors and president, respectively.

November 6, 2024 at 5:06 AM

Vivek Ramaswamy: The moment is now ripe to launch a pro-capitalism wealth management business.

Vivek Ramaswamy $30-million venture launches wealth RIA --- just ahead of the election -- and dumps Columbus, Ohio for 'economic advantages' of Dallas

Serial entrepreneur and Trump surrogate secured an ADV for Strive Wealth Management as of Oct. 30 and will leave the rust belt.

November 5, 2024 at 2:18 AM

Anders Jones: When... results are predictable and forecastable, it's able to raise money from cheaper sources.

Facet Wealth (mostly) borrows $35 million after three years of sober cash rationing, but -- after self-curbing growth -- analysts see upsides

The Baltimore firm has now raised $245 million to get to 55 advisors serving subscriptions and 15,000 clientele, short of 24,000 target set in 2021, but advisor efficiency is up and cash burn down almost to zero.

November 2, 2024 at 1:38 AM

Rich Steinmeier: [It's] about putting in place a decision-making framework and a control framework.

Rich Steinmeier turns big page on Dan Arnold era at LPL with 'pivot' promise to stop managerial dictating -- not long after LPL removed RIA hurdles to custody at Fidelity, Schwab and other rivals

LPL shares shoot skyward after the new CEO hints at revamped culture, spikes Wall Street meeting with jocularity and delivers the earnings goods.

November 1, 2024 at 1:57 AM

James Kostulias: Our expansion in overnight trading demonstrates our overall commitment to keeping our foot on the pedal.

Charles Schwab & Co. is going to 24-hour trading, responsibly, it says, even as Fidelity abstains

Citing TD Ameritrade 'DNA,' Schwab's head of trading promises to indulge overnight trading to day traders 'in a responsible way' and add to Schwab's average of six million trades a day

November 1, 2024 at 1:51 AM

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