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10 things that show the RIA movement is really heating up in 2010: Part I

Observers need a scorecard to keep track of all the advances that RIAs are making

Author Brooke Southall March 22, 2010 at 4:59 AM
4 Comments
no description available
Christopher Dean, managing director of Summit Partners in Boston, invested VC money in RIAs

Fidelity

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Pershing

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Schwab

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Raymond James

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TD Ameritrade

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Advent

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RIAs

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LPL

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Scottrade

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RBC

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JPMorgan

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State Street

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Trust Company of America

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Shareholders Service Group

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TradePMR

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FolioFn


Kevin Hollingsworth

Kevin Hollingsworth

March 22, 2010 — 4:46 PM

Brooke,

I don’t see any mention of Century Securities in your list of new custodians, is their business different than the three others you mentioned?

Thanks,

Kevin

Brooke Southall

Brooke Southall

March 22, 2010 — 8:28 PM

Hi Kevin,

I’d be interested in learning more about Century Securities. If they’re a rising RIA custodian then I’d like to learn more about them.

thanks,

Brooke

Mary Ann Buchanan

Mary Ann Buchanan

March 23, 2010 — 3:43 PM

Brooke,
Your insight and ability to incisively discuss the most relevant points in the RIA world is a major contribution to those trying to move forward in this space.

Thanks

Mary Ann Buchanan

Brooke Southall

Brooke Southall

March 23, 2010 — 7:04 PM

Hi Mary Ann,

Thank you. I appreciate this comment.

I can only in turn thank my sources who continuously make an effort to get
me good information and help me to understand it in the context of the RIA world.

my best,

Brooke


Related Moves

April 2, 2024 at 1:28 AM

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March 11, 2020 at 7:58 AM

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July 23, 2019 at 4:30 AM

The upper RIA echelon mass-exit is now at 25 execs and counting -- for 25 'reasons' -- but it's hardly a coincidence, analysts say

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June 7, 2024 at 11:17 PM

See more related moves

Mentioned in this article:

LPL Financial
RIA-Friendly Broker-Dealer, RIA Welcoming Breakaways, Advisory Firm
Top Executive: Dan Arnold

TD Ameritrade
Asset Custodian
Top Executive: Tom Nally

Raymond James Financial Inc.
Asset Custodian
Top Executive: Bill Van Law

State Street Wealth Manager Services
Asset Custodian
Top Executive: Marty Sullivan

Scottrade Advisor Services
Asset Custodian
Top Executive: Brian Stimpfl

E*TRADE Advisor Services
Asset Custodian
Top Executive: Joshua Pace

TradePMR
Asset Custodian
Top Executive: Robb Baldwin

Shareholders Service Group
Asset Custodian
Top Executive: Peter Mangan



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