Articles tagged "LPL"
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Christa Carone, an ex-Fidelity and Xerox marketing whiz, steps onto a slippery slope at LPL with a daunting task -- to consolidate a NASCAR size brand portfolio... or not?
With no CMO since August, the chief marketing officer will play catch up for a company still hungry to buy more branded B2B and B2C players.
April 2, 2024 at 1:28 AM
LPL goes straight at wirehouse crown jewels -- corner-office brokers -- by re-platooning orphaned First Republic insider and making a high payout book portable and saleable
Existing 'Linsco' full-service model needed a shot of 'nuance,' but Anna Howard is seeking to be an outright 'disruptor'
November 21, 2023 at 2:36 AM
How a white senior vice president at an LPL OSJ came to hire a former black minister as recruiter despite the latter's pledge to make it 'uncomfortable' at times
Rob Sandrew hit it off with Keith L. Frasier, willing to speak up on racial and racial justice issues, who also checks all the boxes for attracting talent and assets at a firm that recruited $2 billion last year
August 19, 2020 at 2:18 AM
Dan Arnold is ready to meet 'zero' commission challenge -- albeit only for RIAs at LPL Financial
The LPL CEO says the move is part of his company's 'prioritization stack; the impact on us is more of around where we custody assets for RIAs,' he says
October 26, 2019 at 9:54 PM
After the storm of divorce, LPL Financial leaves Independent Financial Partners diminished in size beyond imagining
IFP only retained a third of the up-for-grabs assets it shared with LPL, but CEO Bill Hamm sees silver linings
June 17, 2019 at 9:40 PM
As Independent Financial Partners readies its $41-billion LPL breakaway, a third CEO goes for the jugular
Tension boils between Robert Russo and Bill Hamm, CEOs, respectively, of the Independent Advisor Alliance and Independent Financial Partners, as Hamm prepares to fly solo
January 10, 2019 at 8:13 PM
His days of playing defense done, Jeff Concepcion pinches pennies then poaches a Fidelity and Schwab veteran to execute grab for next $6 billion of AUA at Stratos
Lou Camacho will pursue goal of $600 million a quarter in new assets on behalf of OSJ that wants much more inorganic growth
October 5, 2018 at 7:40 PM
Orion wins its 95th LPL advisor to show it's also advancing on Envestnet in the broker-dealer market and greening up its pastures
The Omaha, Neb.-based software maker just bagged $5-billion AUA OSJ, Independent Advisor Alliance
August 13, 2018 at 5:54 PM
The top 10 most-read RIABiz articles of 2017 told stories about what RIAs, brokers, vendors can get away with post-DOL rule
Change is abrupt, pain is severe but most of it can be traced to custodians and advisors taking their medicine preemptively
December 28, 2017 at 8:49 PM
Hitting home run, Envestnet buys FolioDynamix creating '$2-trillion' super-platform
The Chicago-based giant outsourcer buys its closest competitor for $195 million -- less than what hastily liquidating Actua paid years ago
September 25, 2017 at 11:27 PM
LPL Financial lets go of David Reich to pull its crucial $135-billion 401(k) division into a central service and branding sphere
The head of the unit exits amid advisor chatter that the hyper-channelization of LPL sometimes makes six phone calls necessary when one would do
June 26, 2017 at 9:34 PM
Mark Casady quietly became co-founder of venture capital firm and, pre-post-LPL, it's making noise
The departing LPL chief is one of two general partners of Vestigo Ventures, which bought a stake in LifeYield -- an advisor software company
December 8, 2016 at 9:59 PM
LPL takes selling off the table and takes out boisterous Mark Casady at CEO in favor of quiet Dan Arnold
The firm's future as an independent public company is assured for now but the abrupt shift in management style poses new questions
December 6, 2016 at 12:52 AM
Why exactly a $2.2 billion RIA hybrid abruptly dumped LPL for Securities America -- and Schwab, Fidelity and TD Ameritrade
Besides cost savings of using diverse custodians, WealthPlan gets past 'crippling workflow' by forming new partnerships with Orion, Salesforce, eMoney and Advisory World
November 7, 2016 at 7:50 PM
LPL is for sale -- in whole or part -- and Wells Fargo at least makes the list of potential buyers
Goldman Sachs, which led the IPO, is now shopping its baby even as hedge funds swarm, Reuters says
