As RIA compliance complexity explodes, two big outsourcers merge to keep pace
National Compliance Services Inc. is a biggie with smaller RIAs and Regulatory Compliance LLC already provides ultra-handholding that firms increasingly demand
Author Brooke Southall November 3, 2015 at 8:52 PM
Jeff Spears
November 4, 2015 — 4:58 PM
Concerned that our desire for scale recreates some of the negative aspects of the BIG firms we have either left or are competing against for business.
Mentioned in this article:
MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger
NCS Regulatory Compliance
Consulting Firm
Top Executive: Mark Alcaide, COO/Partner