MarketCounsel launches legal hyperspace button for breakaways who get fired by Merrill Lynch (and friends) before the 'go' date
Brian Hamburger's novel service to become an RIA in a day is a response to stepped-up electronic snooping at broker-dealers and nettlesome questions asked by state regulators
Jeff Spears
Great idea! Our experience is that a firing is the catalyst in more than 50% of the actual breakaways. Inertia is VERY STRONG.
I’ve been in meetings where senior wirehouse management says “I know broker X is leaving, let’s handle this on our terms”
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