Three advisors tell why they fled Securities America for Commonwealth
Scandal soured the advisors on the Securities America and set them on a search for a firm with a compatible culture
janet rose
On 10/03/2014 I gave Davenport & associates $2000 to be part of their financial investment plan. I should have researched the company first. I did not know of their relationship with SECURITIES OF AMERICA which doesn’t seem to have such a great reputation. Should I run from Davenport & associates?
The $2000 was for three meetings to determine if the company is right for me???
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LPL Financial
RIA-Friendly Broker-Dealer, RIA Welcoming Breakaways, Advisory Firm
Top Executive: Dan Arnold
Commonwealth Financial Network
RIA-Friendly Broker-Dealer, Tech: Other
Top Executive: Wayne Bloom