Articles tagged "MarketCounsel"
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Bringing a familiar ferocity, Brian Hamburger binges on Ivy League grads and wirehouse and securities-firm veterans in MarketCounsel restaffing
With $1-billion RIA firms abounding, the New Jersey lawyer breaks away legal talent from Wall Street to address a blizzard of change
July 14, 2015 at 7:14 PM
LPL reconsiders FSI as it drops out of its board, offers own DOL stand and hires own lobbyist
The giant IBD-custodian breaks from Financial Services Institute pack with pro-DOL statement as FSI posts more negative view on Labor Dept.'s 'fiduciary' definition
April 16, 2015 at 3:19 PM
Hiring 'ringer', Big Four wirehouses launch joint RIA custody unit to stem breakaway broker tide as its leader delivers a reluctant 'sorry' for the 2008 financial debacle
Out of retirement, F. Siddley Barth takes reins of 'dark' effort that will gain light at upcoming Tiburon CEO Summit
April 1, 2015 at 3:30 PM
In reply to SEC, Howard Present blames bad advice for any alleged wrongdoing
The F-Squared founder cries foul for what the SEC calls fraud
March 24, 2015 at 10:49 PM
Where Virtus stands after F-Squared seemingly led it astray, to mutual benefit
The Hartford, Conn. firm is raising no alarms with investors but a handful of Virtus ex-employees are expressing confusion about how it all went down
February 9, 2015 at 8:58 PM
What marketing truths emerged from the exhibit booths at TD Ameritrade's LINC event in San Diego
Flow, buzz and frenzy were constrained by the multi-floor set-up but new players in the RIA space celebrated the event and its value proposition
February 4, 2015 at 4:41 AM
The MarketCounsel Summit gets the RIA business out of its shell
Sallie Krawcheck threw a cat amongst the pigeons; Tony, I-come-in-peace, Robbins, more so and Addepar's Eric Poirer emerged from his silicon cave
December 12, 2014 at 6:25 PM
Persecuted Mark Cuban prosecutes the SEC and wins some mea culpas from Christopher Cox
Many RIAs say the riveting conversation between Mark Cuban and Chris Cox was perhaps the best event session ever
December 10, 2014 at 7:10 PM
Tony Robbins prohibits reporters from covering his two-hour MarketCounsel speech
His PR firm says that no-coverage rules are part of his standard contract but the 11th hour heads-up today to journalists on legal points raises confusion
December 5, 2014 at 2:43 AM
Tony Robbins is set to crash the RIA party with two hours of testosterone
The maestro of motivators became a client of Brian Hamburger and now he is speaking at the lawyer's Vegas conference next month
November 12, 2014 at 1:45 PM
After Merrill Lynch allegedly 'crippled' their careers, two advisors are prepping a big counterstroke, lawyer says
FINRA may decide whether the wirehouse pulled the trigger too whimsically on its PBIG stars
October 14, 2014 at 5:39 PM
How RIAs can compete with super-RIAs, robo-RIAs and the 'phono'- and faux-RIA market of 2015 and beyond
A transcript of the recent webinar includes thoughts from an RIA owner, a top RIA lawyer and RIABiz reporter
October 10, 2014 at 3:55 AM
Wealthfront's advice is now an employee benefit for Google employees' non-401(k) savings
Employees at the search giant with less than $100,000 get their balances managed for free -- as do employees of the San Francisco 49ers and Palantir
September 23, 2014 at 2:56 AM
Can advisors keep their dirty compliance laundry in the closet thanks to lack of NASAA, SEC and FINRA coordination?
Mostly not but Jack Waymire and Brian Hamburger flesh out the issue with the right questions and answers
September 19, 2014 at 5:39 PM
How the new RIA competition is akin to the cup-holder dilemma for automakers
Many robo-innovations are superficial but are nonetheless looked for by investors as a sign of substance
