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In reply to SEC, Howard Present blames bad advice for any alleged wrongdoing

The F-Squared founder cries foul for what the SEC calls fraud

Author Sanders Wommack March 24, 2015 at 10:49 PM
1 Comment
no description available
Howard Present says any blame lies elsewhere.

RIA Compliance


Virtus

Virtus

December 15, 2017 — 8:07 PM
Jeff Cerutti and John McCormack should both be investigated by the SEC. SEC should piece together when they knew of this fraud, how they continued to push all of the Regional Directors at Virtus to knowingly sell a fake track record, and the SEC should look at those 2 for stock gains if they sold based on insider information which could be insider trading

Related Moves

November 18, 2022 at 2:56 AM


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MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger



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