Articles tagged "Brian Hamburger"
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With a nod to OSJ power and DOL rumblings, Gladstone convenes 100 advisors in Philly
10 OSJs walk into a room and the rest is silence for 90 locked-out attendees
May 23, 2016 at 4:22 PM
With a reminiscent fire, Elliot Weissbluth personally leads a new charge to buy RIAs
The CEO of HighTower, with a big assist from Liz Nesvold and a $150 million line of credit, is on the prowl for large practices
March 18, 2016 at 4:44 AM
RIA advocates cry foul after international media pick up on U. of Chicago study labeling shady stock brokers as 'investment advisers'
Investment Adviser Association issues urgent press release; authors offer defense that Brian Hamburger finds hard to swallow
March 4, 2016 at 11:40 PM
MarketCounsel event opens window on race to first $100-billion RIA and why a new round of 'destruction,' 'blunder,' culture wars, tech disillusionment and SRO jockeying must play out
With hedged hyper-optimism, Marty Bicknell, Ron Carson, Mark Tibergien and Shirl Penney got real with Graham Thomas about mad egg-breaking enroute to the perfect RIA omelet
December 14, 2015 at 8:55 PM
How Brian Hamburger's Miami Beach confab served up compliance cocktails with Lithium chasers to manic RIAs
MarketCounsel Summit had trouble topping last year's Spitzer- Robbins- Cuban-extravaganza in Vegas, but dispensed a compliance-minded prescription to RIAs suffering from growth-spurt jitters
December 11, 2015 at 1:25 PM
What Merrill Lynch was able to strip away from breakaway RIA Cardan Capital and why the advisors made the 'tactical' decision to let go
These Denver-based advisors achieved a rarefied status at BoA's broker-dealer as money manager and wealth manager before deciding to bolt
December 1, 2015 at 7:46 PM
Why a $3 billion UHNW team in Newport Beach bolted Merrill Lynch and what breakaway bugs are reading into it
The alternating carrot/whip spurs for wirehouse mega-teams has the breakaway buggy bolting along
October 6, 2015 at 5:30 PM
Citing 'Moss Adams' vision, MarketCounsel makes 17th hire in nine months
Quarterbacking the mass assemblage, David M. Mrazik, former general counsel at the New York-based roll-up, becomes managing partner
September 2, 2015 at 6:04 PM
Bringing a familiar ferocity, Brian Hamburger binges on Ivy League grads and wirehouse and securities-firm veterans in MarketCounsel restaffing
With $1-billion RIA firms abounding, the New Jersey lawyer breaks away legal talent from Wall Street to address a blizzard of change
July 14, 2015 at 7:14 PM
Gladstone commandeers the Four Seasons as Andy Putterman and Brian Hamburger command the buzz
The M&A firm's event is about zzzzzzuccession planning but the event got un-boring fast when the two CEOs spoke their minds
May 19, 2015 at 8:08 PM
Peter Mangan taunts rival RIA custodians as Shareholder Services Group adds weapons, advisors
San Diego event celebrates emerging advisors and their emerging custodian
April 27, 2015 at 5:37 PM
LPL reconsiders FSI as it drops out of its board, offers own DOL stand and hires own lobbyist
The giant IBD-custodian breaks from Financial Services Institute pack with pro-DOL statement as FSI posts more negative view on Labor Dept.'s 'fiduciary' definition
April 16, 2015 at 3:19 PM
Hiring 'ringer', Big Four wirehouses launch joint RIA custody unit to stem breakaway broker tide as its leader delivers a reluctant 'sorry' for the 2008 financial debacle
Out of retirement, F. Siddley Barth takes reins of 'dark' effort that will gain light at upcoming Tiburon CEO Summit
April 1, 2015 at 3:30 PM
In reply to SEC, Howard Present blames bad advice for any alleged wrongdoing
The F-Squared founder cries foul for what the SEC calls fraud
March 24, 2015 at 10:49 PM
Where Virtus stands after F-Squared seemingly led it astray, to mutual benefit
The Hartford, Conn. firm is raising no alarms with investors but a handful of Virtus ex-employees are expressing confusion about how it all went down
