Articles tagged "12b(1)"
Headline
Publish date
After years of DOL bluster, new 401(k) rules appear to make RIAs' low expenses look higher than those of brokers
It's the same old problem of mutual fund-paid fees arriving by tunnel and therefore getting a pass in disclosures; DOL no-comments the issue
June 18, 2012 at 3:28 AM
A cap on 12b(1) fees is going to have one predictable result. Think carnival games.
What consumers need is not a cap, but some sunshine to disinfect mutual funds
August 13, 2010 at 4:10 AM
— There are no additional results —