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Articles tagged "12b(1)"


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Lou Harvey: The rules on the participant side are a joke.

After years of DOL bluster, new 401(k) rules appear to make RIAs' low expenses look higher than those of brokers

It's the same old problem of mutual fund-paid fees arriving by tunnel and therefore getting a pass in disclosures; DOL no-comments the issue

June 18, 2012 at 3:28 AM

Andy Rachleff: It’s laughable for the mutual fund lobbyists to suggest that an informed consumer equates to a confused customer.

A cap on 12b(1) fees is going to have one predictable result. Think carnival games.

What consumers need is not a cap, but some sunshine to disinfect mutual funds

August 13, 2010 at 4:10 AM

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