Ex-NBA player turned sales exec bounces from Goldman Sachs to alts assets manager
Author RIABiz November 14, 2017 at 4:46 PM
Brooke Southall
August 25, 2009 — 4:47 AM
After I post this article and write this comment, I plan to tweet about it. It’s quite a relief to know that it won’t come up in a regulatory exam.
Sara Nelson
August 25, 2009 — 3:00 PM
Thanks for the information! I participated in a best practices social media presentation earlier in the year. We warned our audience that they needed to look into the compliance concerns in more detail. It is good to see social media compliance being covered in more detail…