An in-depth analysis of FINRA's attempted takeover of RIAs and why the group should be disbanded, Part 2
FINRA's aim is to stamp out small RIAs that compete with its large Wall Street firms. Don't let it happen, pleads NAPFA's new chairman
Steve Thomas
Right on Ron!!
jwb
Ron has put together a comprhensive and accurate analysis, and his recommendation to disband FINRA makes sense.
Jeff mcClure
Whoa! This is the best summation of FINRA’s role in the real world I have ever seen! Now, how do we get members of Congress to read it?
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National Association of Personal Finance Advisors
Association
Top Executive: Geof Brown, CAE
Financial Planning Association
Association
Top Executive: Lauren S. Schadle, CAE, Executive Director and CEO
