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Commonwealth raises payouts for big advisors and slashes trading commissions

The IBD is competing with LPL, holding ground against RIAs and flexing its muscles, analysts say

Author Lisa Shidler March 14, 2011 at 2:09 PM
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Wayne Bloom knows first-hand that his advisors are being courted by other firms. “I even had an RIA try to recruit me."

Doug Dannemiller

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James Guy

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Kim Hoverston

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Wayne Bloom



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Mentioned in this article:

LPL Financial
RIA-Friendly Broker-Dealer, RIA Welcoming Breakaways, Advisory Firm
Top Executive: Dan Arnold

Commonwealth Financial Network
RIA-Friendly Broker-Dealer, Tech: Other
Top Executive: Wayne Bloom

Aite Group
Consulting Firm
Top Executive: Frank Rizza



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