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Articles tagged "Wachtell Lipton Rosen & Katz"


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Stan Hall: His firm joined the Protocol to open the door to high-producing brokers.
March 11, 2010 at 6:11 AM

Patrick J. Burns: I'm not sure the SEC or FINRA has the stomach for a return to the days of heavy litigation.

Broker Protocol may be endangered by complexities as membership starts to explode

Merrill Lynch, LPL and Ameriprise create addendums to once-sacred truce; they may spark an unfavorable trend

January 29, 2010 at 4:59 AM

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