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Articles tagged "RCS Capital"


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Matt Sonnen: Ron said to me and is on record as saying that the brokerage business, that’s Cetera, is just an accommodation for clients.
January 27, 2017 at 6:51 PM

Cetera has annointed Robert Moore [seen here in a 2014 photo] its post-scandal standard-bearer

Sources: Larry Roth is out at Cetera, supplanted by ex-LPL president, Robert Moore

A column co-written by Roth and Moore earlier this month hinted to some that Cetera's newly rechristened parent firm is still actively engaged in refurbishing its image

August 26, 2016 at 6:06 PM

Bill Dwyer: When I met Nick it reminded me of a similar presence ...(Todd Robinson). Lightning strikes twice.

What exactly enticed Bill Dwyer out of retirement to work on the other side

The former LPL leader takes a spot vacated by Larry Roth at RCS Capital that involves selling to advisors

September 25, 2014 at 1:57 AM

Erinn Ford: That objectivity is of utmost importance.

How Erinn Ford feels about life under Nicolas Schorsch as she takes the helm at Cetera's most RIA custody-like arm

Ford's enthusiasm for her new overlord is real but she makes no bones about continued vigilance when it comes to vetting non-traded REITs

May 23, 2014 at 5:36 AM

Matt McGinness long had the power of the pen and now has power, period.

Adam Antoniades names Matt McGinness as his replacement as CEO of First Allied's $4-billion RIA-TAMP to launch new business line

Long an RIA researcher at Cerulli and LPL, McGinness makes a big leap to turn the company's internal corporate RIA into an outward-facing TAMP

March 11, 2014 at 1:23 AM

Nicholas Schorsch: We don't want more product sales.

Nicholas Schorsch explains why buying Cetera makes him a white-hat magnate in a black-hat world

The RCS chairman says the whole purpose of buying IBDs is to diversify away from product sales

February 4, 2014 at 3:00 PM

Nicolas Schorsch is known as a man of his word but his word is not fully known on products.

Nicholas Schorsch invites 500 reps to NYC to kick off a 25-city barnstorming tour aimed at easing fears

A blizzard of conference calls with the RCS chairman have only had a band-aid effect so the more personal assault is on

January 29, 2014 at 2:36 PM

Nicholas S. Schorsch: We intend for RCAP to be the most important full-service financial services and securities distribution company in the industry.
January 17, 2014 at 8:41 PM

Robert Belke: The company wasn't for sale ... We were really just getting started.

Why exactly Lovell Minnick sold First Allied about five years ahead of plan

RCAP Holdings, virtually simultaneously with an IPO of its operating parent, came virtually out of nowhere to snatch a broker-dealer that Lovell Minnick had not even considered selling

June 13, 2013 at 5:31 AM

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