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Articles tagged "Raymond James"


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Maria Daley: It was such a great opportunity that I couldn't not get that job. I had to seize it.

After winning a $1-billion RIA, Raymond James fills a void by hiring a true-blue elite RIA executive

The St. Petersburg, Fla.-based maestro of advice channels is hiring an RIA custody virtuoso with Schwab and Fidelity training

September 4, 2015 at 6:46 PM

F-Squared's Wellesley, Mass. headquarters

Big brokers take action on F-Squared funds and Virtus shares reel as SEC actions sink in

Lawyers are now threatening class action suits against the $28-billion ETF manager and firms like Raymond James, Stifel and Wells Fargo are making their wariness official

January 22, 2015 at 8:01 PM

Ray Ifert [with Lorraine Faedo]: A number of services and products you provide can create some stickiness but as long as you're going to a firm that has the same abilities, the clients will come.

Why an $850 million BNY Mellon RIA team finally said 'yes' to Raymond James after a 'no' in 2007

LPL may have the lead in the quantity of RIAs it's bringing onboard, but Bill Van Law touts this win as an exemplar of the high-quality firms RJ is attracting

January 9, 2015 at 8:22 PM

Howard Franzblau [l.with Richard Devine, David Brennan and Wayne Froud]: When you're at a company that is going under, it creates a lot of stress for the clients.

How Raymond James finally landed a big Bear Stearns team after JP Morgan retained and detained it for six years

The Florida broker-dealer finally has its first corner-office-style group at Rockefeller Center

December 11, 2014 at 7:28 PM

Howard Present resigned -- but not before the SEC scrutinized his company.

Following serious questions about how it calculated returns, F-Squared hires a new CEO after the old one leaves

On a short Raymond James, RBC and Wells Fargo leash, the biggest ETF manager in the industry with $28 billion loses Howard Present and brings up Laura Dagan from its board of directors

December 4, 2014 at 12:36 AM

No rumor: Bill Van Law announces that Raymond James-affiliated RIAs will have access to Hearsay Social.

Ray-Jay RIA event produces how-I-did-it talks from four high-achieving RIAs

The confab also extruded real news on the St. Petersburg custodians' roll-out of an no-transaction-fee platform and its de-manualization of social media for RIAs

October 14, 2014 at 7:46 PM

Wayne Bloom:  We're really a great big RIA.

What's up with J.D. Power naming Commonwealth top IBD for the fourth straight year

One trick, Wayne Bloom says, is that he relentlessly squeezes feedback out of his 1,600 advisors

July 2, 2014 at 12:32 AM

Paul Reilly: To be the premier alternative to Wall Street we want to have the size and scale and products of any Wall Street or custodial firm, but keep our Main Street values.

Raymond James lets six advisors steal the show at its national event with TED-style talks

RJFS's president denounces DOL changes as 'unhealthy' and its CEO discloses its strategy for becoming the No. 1 go-to for RIAs

June 4, 2014 at 2:08 AM

Mike Maurer: We've coached their kids in little league and gone to weddings and funerals with them.

How Ex-Morgan Stanley powers are rolling up ex-colleagues and how big Raymond James cash fits into the picture

Steward Partners Global Advisory will custody all its assets at RJ but won't have to foot the bill for signing bonuses

May 12, 2014 at 6:06 AM

Greg Friedman and Neesha Hathi may symbolize how companies like his Junxure and her Schwab are getting close, but not too close.

How big companies stampeded to T3 with big bucks and how it affects the once maverick RIA software show

Broker-dealers, custodians, Salesforce and TAMPs are paid more and played more in Anaheim

February 13, 2014 at 5:49 PM

 Raymond James recruited Becky Wiles, Terry Wiles, Heather Monzote, Ryan Smith and two hound puppies, Maia and Sky, in December.

The story behind how Raymond James won two big teams from LPL and Wells Fargo in the past couple of weeks

When the mid-sized Florida broker-custodian takes on bigger giants, it plays the little-guy card

January 7, 2014 at 8:47 PM

Mark Tibergien in Part II: The balance of power has shifted to advisors, regardless of whether they are on a broker-dealer platform or a custody platform.

Part I: Is the era of the monolithic RIA custodian coming to an end?

RIAs, small custodians, co-ops, study groups, roll-ups, TAMPs, compliance shops, OSJ and IBDs are all chipping away at much of what fit under the roofs of Schwab, Fidelity, TD and Pershing

November 1, 2013 at 4:51 PM

New York brings out the grand-strategy-explaining mood and Dina met Bill Van Law in at this Manhattan hotel lobby to get him to talk LPL.

A few things I learned about the Raymond James RIA effort in an NYC sit-down with Bill Van Law

The St. Petersburg, Fla. company's appraoch to the RIA business will be to do more for bigger RIAs that hunger for fuller custody service

August 8, 2013 at 5:59 PM

Bill Van Law: We saw advisors who ... left for an RIA model, and that was disturbing. That reinforced that the strategy wasn't going to work going forward unless we created something more competitive.

After 'disturbing' RIA losses at Raymond James, Bill Van Law is going on offense -- starting with hires of veteran LPL and Fidelity execs

The big Florida custodian and broker is finally holding itself accountable to a stiff target -- doubling to $16 billion in two years -- as it buys up expensive talent while cutting prices

July 23, 2013 at 1:03 PM

Chet Helck: We're confident, but this is one that we can't give up being vigilant about.
April 30, 2013 at 7:34 AM

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