Articles tagged "MetLife"
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Why RIA clients packed a courtroom on behalf of their young 'Money Guys' advisor facing a lifetime ban
Phillip Rousseaux admits to wanton misuse of the MetLife signature guarantee medallion but says no clients were harmed in the process -- and they came to a Baltimore court in a bus to agree
September 29, 2017 at 10:23 PM
A veteran of securities law killed his weekend reading all 1,000 pages of the DOL rule -- and has a takeaway to share
Despite reassuring words, the rules steer ill-done-by investors down that dark alley of FINRA arbitrations where complaints go to die
April 13, 2016 at 9:30 PM
The odd case of MetLife's claim that it's being bullied by LPL
The $60 billion market-cap insurer alleges LPL was underhanded in luring away 60 employees -- but thousands have already left its broker-dealer without LPL's help
August 18, 2015 at 5:07 PM
The FPA is now brought to you by MetLife, for better or worse
The insurer's cash is the good news but some see it as tainted money
April 23, 2014 at 5:42 AM
Making sense of Steve Dunlap stepping into Barnaby Grist's 'big shoes' as Cetera's RIA czar
The Lockwood, Pershing and Schwab alumnus with a products and PM background is tasked with leading strategic development and expansion of Cetera’s RIA unit
June 28, 2013 at 12:59 PM
Cetera raises its strategic profile to 'baby LPL' status with MetLife deal
The size of the insurance-IBD roll-up has moved it into a realm between boutique and biggie
April 8, 2013 at 4:15 AM
How MetLife Securities may use one new Philly rep to boost talent retention and development
Firstrust Financial has cracked the code of collaborating with a community bank
