Articles tagged "LPL"
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LPL Financial rolls up an unusual RIA to use as a cornerstone of its TAMP-like mass-market venture
The big broker-dealer is buying Veritat Advisors, renaming it NestWise, and using a Wharton professor's technology to crack the case of managing multi-hundred-client practices
July 10, 2012 at 2:32 PM
JPMorgan breakaways make Page One of the New York Times after $9-billion loss puts spotlight on Dimon's bank
It's a familiar story of pushing proprietary product and advisors not going for it -- but under a sterling brand
July 9, 2012 at 5:23 AM
Luring a $330 million team away from UBS, HighTower opens first San Diego office
After five years at Smith Barney, HighTower convinces the team to complete second big move in five years
July 3, 2012 at 5:22 AM
What LPL's pick of a new CFO says about how strategic -- and RIA oriented -- the company plans to be
Dan Arnold is not a central-casting pick, but the company is betting he is the guy who can find the judicious RIA-brokerage mix
June 28, 2012 at 4:55 AM
Three MSSB brokers gravitate to a $4.5 billion LPL hybrid with a hefty RIA platform -- and a sub-channel appears to be nearing critical mass
Ohio-based Stratos offers cozy and profitable setup that stands between the biggest IBD and the advisors who ultimately consume its services
June 27, 2012 at 6:10 AM
How one firm is supposedly cracking the lead generation code to the tune of 50,000 advisors supplied -- by, for now, not trying to create referrals
Investor Watchdog, FreeRetirementReport and Vestorly are among the firms seeing growth but are grappling with vetting issues -- of both advisors and clients
June 21, 2012 at 4:39 AM
LPL Financial hires a hiring, retention and culture czar
Sallie Larsen will report directly to Mark Casady in her role as chief human capital officer
May 17, 2012 at 4:52 PM
LPL cannibalizes executive talent and launches mass-market entity
If anyone can crack the uncrackable low-end market, it's Esther Stearns, analysts and headhunters say
April 19, 2012 at 4:35 PM
Why an 18-year LPL rep moved most of his firm's $250 million of assets to Schwab
Brad Griswold had a fondness for Schwab from using PortfolioCenter and is determined to remove all obstacles to growth, profitability and offering choice to clients
April 4, 2012 at 3:08 PM
What went down at Barron's Top Independent Advisors Summit in the Arizona desert
Many of the biggest and best RIA stars showed up and put Bernie Clark, Mike Durbin, Tom Nally, Mark Tibergien, Bill Dwyer, Charles Goldman and Barnaby Grist in one room
March 26, 2012 at 3:31 PM
The top 10 people to watch in the RIA business in 2012, Part 2
Keeping an eye on those gaining the most ground in the fleet-footed RIA industry
March 13, 2012 at 4:18 AM
LPL lures top execs away from Merrill Lynch, MSSB
Such defections from the wirehouse world to the IBD arena would not have happened even 10 years ago, recruiters say
March 5, 2012 at 4:59 AM
Amping up recruiting efforts, giant LPL firm grew its revenue by 300% in 2011
Independent Financial Partners has gotten so big that it's taking a bite out of LPL's business -- and LPL doesn't seem to mind
March 2, 2012 at 4:24 PM
LPL sees bright spots amid sideways 4Q earnings report
The firm is buoyed by increase in advisors, a perceived edge in the 401(k) segment and interest generated by the Fortigent deal
February 8, 2012 at 5:36 AM
Dynasty Financial and Black Diamond combine to pick off a big family office helmed by women
Alexandra & James Wealth Management uses the duo to replace Fortigent as it nears $1 billion of AUA
