Articles tagged "LPL Financial"
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The 10 RIABiz stories advisors connected with most deeply in 2016 and how hubris and humility ran amok in this didn't-see-it-coming year
How did Aequitas swamp CONCERT? Power outages at LPL, Cetera and Wealthfront? Adolescent robo problems? And was that Tony Robbins hawking his money book ... again?
December 28, 2016 at 5:54 PM
How a $4-billion OSJ jumped ship from Lincoln Financial to LPL just before the Mark Casady step-down in search of safe harbor in the eye of DOL-rule storm
Lincoln wins in that Integrated Financial Partners still gorges on its products but CEO Paul Saganey likes the better control over fees under LPL
December 12, 2016 at 7:47 PM
LPL takes selling off the table and takes out boisterous Mark Casady at CEO in favor of quiet Dan Arnold
The firm's future as an independent public company is assured for now but the abrupt shift in management style poses new questions
December 6, 2016 at 12:52 AM
Almost-confirmed reports had Ron Carson bolting LPL for Cetera as part of a $35-million shake-up of his RIA; 92 hours later the silence is deafening
The $2.6-billion AUM defection by the LPL rep icon was widely reported, tacitly confirmed, then unconfirmed and remains in a cone of silence
November 21, 2016 at 11:56 PM
Why the LPL-Schwab merger rumor making the rounds makes more sense the harder you look
The Boston- and San Francisco-based companies each lead independent channels and redundancies are scarce
November 18, 2016 at 1:15 AM
LPL shares spike despite CFO downplay of buyout prospects as CEO Mark Casady reveals 'large programs' at banks are kicking LPL tires
DOL rule spurs banks that seek to ship broker-dealer business its way to counterbalance DOL downers
November 9, 2016 at 9:25 PM
This time LPL share jump is traced to E*Trade
Critically late to the advice game and at loose ends after TD-Scottrade union, the New York-based discount broker has a lean and hungry look, according to Dealreporter
November 2, 2016 at 4:29 PM
As Bernie Clark and Walt Bettinger go on offense, LPL and Wells Fargo names get named and a B2C robo dry-up gets foretold at Schwab IMPACT in San Diego
The Schwab CEO, buoyed by his robo, robust quarterly results and DOL fallout at competitors is on offense -- a state of being RIAs can relate to
October 28, 2016 at 6:41 PM
LPL Financial share price tumbles to pre-hostile bid levels in atmosphere of eerie calm
LPL reps shrug their shoulders over a possible sale and investors seem in no hurry to buy but experts say the B-D has what PE loves -- lousy growth but terrific cash flow
October 21, 2016 at 6:57 PM
LPL invites 180 of its bigger-book reps to Dana Point as part of its latest Fortigent-fortified bid to move upmarket
Attendees said fast-talking presenters belied LPL's aspirations but perhaps bolstered its claim that the hoi polloi won't be forgotten
May 5, 2016 at 8:04 PM
Goldman Sachs and Wells Fargo analysts ask unobsequious questions as LPL shares fall below 2005 private equity levels and Mark Casady pleads the 'Spanish Inquisition' defense
LPL Financial's CFO Matthew Audette promises to put brakes on buybacks after decision to spend $250 million on them in December proves ill-conceived
February 12, 2016 at 10:05 PM
Ex-Lockwood CEO Steve Dunlap takes on role at FolioDynamix after being a customer with a bone to pick
With new Actua ownership, Dunlap and capital, FolioDynamix CEO Joseph Mrak says his firm has Envestnet in its sights
January 29, 2016 at 9:04 PM
Any bulls left? If not, that could be a good thing, opines LPL Financial's CIO
The ominious 'death cross' phenomenon suggest the market could be scraping bottom
January 21, 2016 at 7:56 PM
The odd case of MetLife's claim that it's being bullied by LPL
The $60 billion market-cap insurer alleges LPL was underhanded in luring away 60 employees -- but thousands have already left its broker-dealer without LPL's help
August 18, 2015 at 5:07 PM
LPL Financial tosses its sales pitch to 7,000 in its HQ city of Boston
The only constant for LPL is Mark Casady and change as the broker-dealer slogs to the far shore from the 'messy middle'
