Articles tagged "GAO"
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DOL's proposal puts the screws to legacy 401(k) providers
As SPARK, SIFMA, others cry foul at yesterday's hearing, RIAs may be sitting pretty with the right fiduciary framework in place
March 2, 2011 at 2:31 PM
Six things to know about this week's big DC news
RIAs have the winning business model, but also more competition
January 21, 2011 at 2:37 PM
GAO study puts insurance agents up for scrutiny as it rejects idea of sweeping RIAs, b-ds, planners into one regulatory pool
A disappointment to those advocating for a financial planning profession, the study details the hodgepodge of regulation without recommending major changes
January 19, 2011 at 3:51 PM
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