Articles tagged "Consumer Federation of America"
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Oisín's Bits: Betterment now a robo roll-up with Canadian IPO as catalyst • Insurers risk regulation for COVID-19 coverage delays • Vanguard shifts Asia focus to China's vast mom-pop retail market
Betterment rolls up a robo • The CFA warns insurers over COVID-19 life polices • Vanguard names Chinese fund head to pursue $6 trillion market.
March 5, 2021 at 1:16 AM
Pro-DOL rule forces sharpen knives now that DOL rule's 18-month delay is carved in stone
Labor Department loses formerly effective duck-and-weave defense tactic after 'U-turn' toward a more Wall Street golden goose ethos
November 28, 2017 at 10:14 PM
Alexander Acosta's DOL rule letter to WSJ contains double message and one long-term objective: 'Gut' it
Labor Secretary explains that flouting administrative rule is counterproductive but his comments to Wall Street Journal 'parrot' the brokerage lobby line, reassuring them that larger effort to kill the regulation is on track
May 23, 2017 at 7:29 PM
How the SEC is poised to hand RIAs the keys to the $1.3 trillion private placement market -- largely at the expense of stockbrokers
Dodd-Frank kicked off a series of events that demanded a more rational way to define the sophistication of investors and who is best able to judge investments that don't have prospectuses
July 20, 2016 at 9:54 PM
Influential fiduciaries endorse bootstrapping advisory-industry SRO
Maria Elena Lagomasino and Harold Evensky among those giving nod to Mississippi law students
April 18, 2011 at 1:39 PM
Signed, sealed, delivered: Fiduciary advocates hope SEC takes their new survey for gospel
In pressure cooker of Washington, D.C., nothing looks certain, especially after Tea Party wins
September 16, 2010 at 2:21 AM
Giant push is on in Washington to create a nation of savers
Banks are taking the lead but companies like Fidelity Investments, Raymond James, and Edward Jones plan to jump aboard
February 22, 2010 at 6:18 AM
Johnson amendment a stalking horse for FINRA oversight of RIAs?
Advisor groups say legislative language lays ground for shift or regulators; others see it is a 'prudent measure'
