RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

Why RIAs who left deferred comp on the table back at the wirehouse may yet make a claim for what might be, rightfully, their money

Clauses written by lawyers under duress of wide-ranging defections may have over-reached, creating an opportunity to challenge in court.

Author Guest Columnist Jack Edwards Jr. March 10, 2021 at 1:27 AM
0 Comments
no description available
Jack Edwards: These plans may defer awards for too long, include too many advisors, or include advisors with insufficient income.  Or they may violate state law.

Breakaway Stories



Related Moves

June 7, 2024 at 11:17 PM

2023 was great RIA year and nobody really noticed, setting up 2024 for a more visceral reap

Pushing toward $10 trillion on multiple rising tides -- and with much creative destruction sorted out -- the RIA channel, ethos and movement are succeeding quietly in plain sight

December 30, 2023 at 1:39 AM


RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING


RIABiz Directory sponsored by:

Directory Sponsor Logo

White Paper Postings


Common Tags


Recent Articles


Popular Writers


RIABiz logo

RIABiz

About Us

Directory

Archives

Connect

RIABiz, Mill Valley, California
Copyright © 2009-2024 RIABiz Inc. All rights reserved.