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Edelman and Carson mark end of era as 'last holdouts' to dump FINRA, but are they jumping from frying pan into fire of SEC scrutiny?

Ron Carson and Ric Edelman ditch FINRA licenses, but both leave door open to commissions and Carson sees a recruitment lure

Author Oisin Breen January 26, 2019 at 8:40 PM
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Ron Carson: These [brokerage] assets are not a good use of [advisors'] time.

RIA Compliance



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Mentioned in this article:

Carson Group
Consulting Firm
Top Executive: Ron Carson



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