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Top RIA lawyer explains to the SEC why 'harmony' is a harsh misnomer and why the price of its false spin is paid by investors

MarketCounsel chief pleads for the regulator to draw a bright line between 'patently disparate and distinct' sales and advice models or risk a watered-down fiduciary standard

Author Guest Columnist Brian Hamburger July 5, 2013 at 10:51 PM
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Brian Hamburger: If investment advisors and brokers are family ... then don't punish the advisor because his cousin misbehaves.

RIA Compliance



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November 18, 2022 at 2:56 AM


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MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger

Hamburger Law Firm
Legal Services for RIAs
Top Executive: Brian Hamburger



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