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How RIAs are helping their clients participate in confusing lawsuits

2008-2009 market meltdown settlements are just now coming to fruition, and giant RIAs are signing up with a filing firm to get in on the action

Author Lisa Shidler May 1, 2013 at 5:13 AM
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William Steiner: A lot of clients aren't paying attention to this.

Brian Hamburger

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Brian Blockovich

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William Steiner



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A canary in the coal mine, Amy Richardson left Charles Schwab & Co. for an RIA -- before the 2,000 layoffs -- now a robust job market is saving the Schwab diaspora, she says

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December 20, 2023 at 1:52 AM

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August 22, 2023 at 12:46 AM

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Mentioned in this article:

MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger

SS&C Advent
Portfolio Management System
Top Executive: Robert Roley

TD Ameritrade
Asset Custodian
Top Executive: Tom Nally

Chicago Clearing Corporation
Outsourcer
Top Executive: Jim Tharin



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