RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

With SEC coming down hard, TV and radio star RIA principal in San Diego makes his case to listeners

The commission says Ray Lucia back-testing is questionable but some high-profile defenders take his side

Author Lisa Shidler September 19, 2012 at 4:28 AM
0 Comments
no description available
Ray Lucia: I removed the slides that are in question from my seminar presentation.

Les Abromovitz

|

Fred Reish

|

Jason Roberts

|

Ray Lucia

|

Michael Perlis



Related Moves

November 18, 2022 at 2:56 AM


Mentioned in this article:

NCS Regulatory Compliance
Consulting Firm
Top Executive: Mark Alcaide, COO/Partner

Pension Resource Institute, LLC
Compliance Expert
Top Executive: Jason C. Roberts

Fiduciary Law Center
Legal Services for RIAs
Top Executive: Jason C. Roberts



RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING


RIABiz Directory sponsored by:

Directory Sponsor Logo

White Paper Postings


Common Tags


Recent Articles


Popular Writers


RIABiz logo

RIABiz

About Us

Directory

Archives

Connect

RIABiz, Mill Valley, California
Copyright © 2009-2024 RIABiz Inc. All rights reserved.