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Unlike politicians, advisors can't walk back false claims

It may be flip-flopping season on the campaign trail but RIAs must be careful to stick to one regulatory story

Author Les Abromovitz August 31, 2012 at 5:10 AM
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Les Abromovitz: On many occasions, advisors' websites contain inconsistent statements about partners' experience and how many years they have been in business.

RIA Compliance



Mentioned in this article:

NCS Regulatory Compliance
Consulting Firm
Top Executive: Mark Alcaide, COO/Partner



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