RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

Cheat sheet on Wednesday's Bachus fracas

Not all Republicans were thrilled with the plan that would make FINRA king

Author Pat Burns Guest Columnist June 8, 2012 at 3:51 AM
0 Comments
no description available
Pat Burns: Maxine Waters (D-CA) said that she was putting together her own legislation that would center around user-fees.

RIA Compliance



Related Moves

October 4, 2023 at 2:16 AM


Mentioned in this article:

The Law Offices of Patrick J. Burns, Jr., P.C.
Specialized Breakaway Service
Top Executive: Patrick J. Burns, Jr., Esq.

Advanced Regulatory Compliance, LLC
Compliance Expert
Top Executive: Patrick J. Burns, Jr., J.D.



RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING


RIABiz Directory sponsored by:

Directory Sponsor Logo

White Paper Postings


Common Tags


Recent Articles


Popular Writers


RIABiz logo

RIABiz

About Us

Directory

Archives

Connect

RIABiz, Mill Valley, California
Copyright © 2009-2024 RIABiz Inc. All rights reserved.