Why RIA videos are especially fraught with regulatory pitfalls
The productions are expensive so check with the CCO before rolling the cameras
Author Guest Columnist Les Abromovitz December 5, 2011 at 4:21 AM
0 Comments
Mentioned in this article:
NCS Regulatory Compliance
Consulting Firm
Top Executive: Mark Alcaide, COO/Partner
Aurora Compliance Solutions
RIA Set-up Firm
Top Executive: Edward Romanowsky